by Trang Mar | Jun 9, 2023 | Dodd Frank, Insight, Legal
Insights Bindu Culas Managing Director, New York, NY Search for: Clawback Update – NYSE & Nasdaq Delay Effective Date to October 2, 2023 By Bindu Culas In a welcome development, the New York Stock Exchange and the Nasdaq Stock Market have amended their previously...
by Trang Mar | May 3, 2023 | Dodd Frank, Insight, Legal
Insights David Gordon Managing Director, Los Angeles, CA Dina Bernstein Principal, Los Angeles, CA Search for: Dodd-Frank Clawback Developments – Recent SEC Pronouncements Increase Likelihood that Companies Will Need to Adopt a Compliant Clawback Policy by August 8,...
by Trang Mar | Mar 7, 2023 | Dodd Frank, Insight, Legal, SEC
Insights David Gordon Managing Director, Los Angeles, CA Bindu Culas Managing Director, New York, NY Search for: Dodd-Frank Clawback Developments – NYSE & NASDAQ Issue Proposed Listing Standards and SEC Issues Compliance and Disclosure Interpretations By David...
by Trang Mar | Oct 31, 2022 | Dodd Frank, Insight, Legal
Insights Dina Bernstein Principal, Los Angeles, CA Samantha Nussbaum Principal, Los Angeles, CA Search for: The SEC Issued Final Dodd-Frank Clawback Rules By Dina Bernstein, Samantha Nussbaum On October 26, 2022, the SEC published final clawback rules to implement...
by Trang Mar | Jul 25, 2022 | Dodd Frank, Glass Lewis, Insight, ISS, Legal, Proxy Disclosure
Insights Samantha Nussbaum Principal, Los Angeles, CA Dina Bernstein Principal, Los Angeles, CA Search for: Clawback Rules and Pay for Performance Disclosure Among Items on SEC’s 2022 Regulatory Flex Agenda By Samantha Nussbaum, Dina Bernstein 2022 Regulatory Flex...
by Trang Mar | Dec 21, 2018 | Dodd Frank, Insight, Legal
Insights Dina Bernstein Principal, Los Angeles, CA Bindu Culas Managing Director, New York, NY Search for: SEC Adopts Final Rules for Disclosure of Hedging Policies By Dina Bernstein, Bindu Culas On December 18, 2018, the SEC approved final rules requiring the...
