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SEC’s Spring 2025 Regulatory Flex Agenda Signals a Strategic Pivot

SEC’s Spring 2025 Regulatory Flex Agenda Signals a Strategic Pivot

by Trang Mar | Sep 11, 2025 | Insight, SEC

Insights Samantha Nussbaum Principal, Los Angeles, CA Dina Bernstein Principal, Los Angeles, CA Search for: SEC’s Spring 2025 Regulatory Flex Agenda Signals a Strategic Pivot By Samantha Nussbaum, Dina Bernstein On September 4, 2025, the SEC released its latest Spring...
SEC’s Spring 2025 Regulatory Flex Agenda Signals a Strategic Pivot

Fifth Circuit Reinstates the Notice-and-Awareness Proxy Adviser Regulation that the SEC First Adopted and then Rescinded

by Trang Mar | Jul 22, 2024 | Glass Lewis, Insight, ISS, Legal, SEC

Insights Samantha Nussbaum Principal, Los Angeles, CA Dina Bernstein Principal, Los Angeles, CA Search for: Fifth Circuit Reinstates the Notice-and-Awareness Proxy Adviser Regulation that the SEC First Adopted and then Rescinded By Samantha Nussbaum, Dina Bernstein In...
SEC’s Spring 2025 Regulatory Flex Agenda Signals a Strategic Pivot

SEC Spring 2024 Regulatory Agenda Postpones Action on Executive Compensation Rules

by Trang Mar | Jul 19, 2024 | Insight, Legal, SEC

Insights David Gordon Managing Director, Los Angeles, CA Search for: SEC Spring 2024 Regulatory Agenda Postpones Action on Executive Compensation Rules By David Gordon The SEC, like other federal agencies, is required to publish a semiannual report on the rules it is...
SEC’s Spring 2025 Regulatory Flex Agenda Signals a Strategic Pivot

Clawback Provisions that Go Beyond SEC Requirements are Prevalent Among Large-Cap Companies

by Trang Mar | Jul 11, 2024 | Governance, Insight, SEC

Insights Stephen Hom Principal, New York, NY Erin Bass-Goldberg Managing Director, New York, NY Emma van Beek Consultant, New York, NY Search for: Clawback Provisions that Go Beyond SEC Requirements are Prevalent Among Large-Cap Companies By Stephen Hom, Erin...
SEC’s Spring 2025 Regulatory Flex Agenda Signals a Strategic Pivot

Yet Another SEC PvP CDI Update Brings Some Welcome Relief

by Trang Mar | Nov 27, 2023 | Insight, Legal, SEC

Insights Samantha Nussbaum Principal, Los Angeles, CA David Gordon Managing Director, Los Angeles, CA Search for: Yet Another SEC PvP CDI Update Brings Some Welcome Relief By Samantha Nussbaum, David Gordon On November 21st, the SEC issued 10 new or revised Compliance...
SEC’s Spring 2025 Regulatory Flex Agenda Signals a Strategic Pivot

Two of the New SEC PvP CDIs Raise Complicated Interpretative Issues

by Trang Mar | Oct 24, 2023 | Insight, Legal, SEC

Insights Samantha Nussbaum, David Gordon, Michael Abromowitz, Dina Bernstein, Bindu Culas, Stafford Schmidt, Kenneth Sparling Search for: Two of the New SEC PvP CDIs Raise Complicated Interpretative Issues By Samantha Nussbaum, David Gordon, Michael Abromowitz, Dina...
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Special Equity Awards: Navigating Governance Considerations
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<span class="event-title">Event</span> | 2026 Thrive Regional Forum – Spring Series By Morgan Stanley at Work
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